Our Philosophy
Rockmoor Wealth Management was established to protect our clients’ assets while creating growth and long-term prosperity through our high-quality wealth management and planning services.
Our primary objective is investment in high quality, high return assets in partnership with our clients, with a focus on asset class diversification in order to spread their exposure. Our unrivaled access to assets and managers, that are not widely available, allow us to offer superior terms and increased market responsiveness for the benefit of our clients.
These partnerships attain our goal of an Investor First model for our clientele while diversifying them beyond just a Stock and Bond portfolio.
Our wealth management service strikes the perfect balance between a focus on stable returns and liquid cash flow for new assets. This helps to reduce the risk of exposure to market forces and creates and maintains profitable gains for our clients.
At Rockmoor Wealth Management, we work with our clients in identifying financial services options which are based on each individual’s specific needs. When it come to investment and portfolio management solutions, we have established a referral arrangement with a select few portfolio managers including KAI Asset Management Inc. whereby we introduce our clients to the benefits of having a fully discretionary managed account. For more information about KAI Asset Management Inc. and the services they provide, please contact us or visit their website at, KAI Asset Management.¹
¹KAI Asset Management is a Portfolio Manager and Exempt Market Dealer registered in the provinces of Manitoba, Saskatchewan, British Columbia, Alberta and Ontario. The firm is also registered as an Investment Fund Manager (IFM) in the provinces of Manitoba and Ontario. This communication is directed only to persons resident in those jurisdictions.
Professional Portfolio Construction by KAI Asset Management Inc.
via KAI Asset Management Inc.
Discipline
We believe that only through disciplined investment analysis can a portfolio with characteristics of value and strength be built.
Balance
To help achieve this objective we place a high degree of importance on diversification, financial strength, global exposure, and skilled management when building investment portfolios.
Quality
Our investment process accounts for key quantitative and qualitative factors which help us identify companies that exhibit high levels of stability yet maintain a proven ability to grow.
The Professional Portfolio Construction example is for illustrative and information purposes only and should not be interpreted
as investment advice or instruction. It was created by KAI Asset Management Inc. for its clients.
Exclusive
A minimum of $250,000 of total investable assets or current investment accounts are required. Either David LeNeveu or Terry Gwilliam, our Founding Partners, will work with you in conjunction with our Portfolio Managers, who you have engaged for discretionary management services. This will provide a more holistic, personalized, and tailored approach to your overall financial management needs.
Protection
Investment accounts with a Portfolio Manager are held by a separate third party custodian. Custodians that are registered as Investment Dealers are covered by the Canadian Investor Protection Fund (CIPF). This covers customers of members for the failure to return securities and cash balances held in the account by a member for a customer (due to fraud or insolvency). The coverage is $1 million for each account entity.
Transparency
Portfolio managers charge a percentage of the investments they manage. This fee is transparent and, unlike products offered in the mass retail market, not embedded in the cost of securities sold to you.
Personalization
Portfolio managers provide ongoing management of your investments based on your objectives and risk tolerance as outlined in your Investment Policy Statement.
Trust
Your Portfolio Manager is accountable to work in your best interest to make personalized and discretionary investment decisions.
Take the Next Step
Our team in Nanaimo has acquired decades of experience specializing in providing quality financial advice in areas of financial planning, investments and insurance. Book a meeting with us to learn how we can help you with your finances.