Rather than offer our clients generic, mass-market financial solutions, we work exclusively with a small number of privileged clients who benefit from the expertise of our skilled wealth management specialists.
There are a number of distinct advantages to working with our wealth management specialists. Here are some of the key benefits:
Transparent Pricing Structures
The fees that your wealth management specialist charges should be clear and unambiguous. They are detailed on your client statements and agreed upon upfront. Generally speaking, clients pay a percentage of the investments that their wealth management specialist deals with on their behalf. This is often lower than mass-market, retail management costs.
Professional Qualifications and Registration
Your wealth management specialist has obtained a high level of education and numerous designations in order to meet the regulations laid out in this sector. He or she will also be registered and overseen by provincial securities commissions, the organizations that granted the designations and/or their licensing body. Please refer to each individual financial professional to ascertain their specific designations, qualifications, licenses and registrations.
It is a fundamental requirement of our wealth management specialists to act with due care, honesty and professionalism when working on behalf of their clients. It’s imperative that their every action and decision is in the best interest of their clients and that they are completely impartial regarding their own interests.
Designations & Expertise
Our advisors are highly-educated financial professionals with deep knowledge and are committed to providing you with meaningful and up-to-date advice. The designations they have achieved are CIM, FCSI, PFP, CICEA. Please refer to each individual financial professional to ascertain their specific designations and qualifications.
Portfolio Management Expertise
Rockmoor Wealth Management has created strategic partnerships with a select few portfolio management companies. These handpicked partnerships attain our goal of an Investor First model for our clientele while diversifying them beyond just a Stock and Bond portfolio.
Disclaimer: The title, Financial Planner, or the performance of financial planning, described as providing objective, integrated and comprehensive advice following an assessment of an individual’s current financial situation and current and future financial needs, except as is required in the performance of a licensee’s duties as a life insurance agent, can only be executed by an individual who has the education, experience, license(s), registration(s), and/or designation(s), held in good standing, to support this representation.
Each individual professional, David LeNeveu and Terry Gwilliam have specific designations, professional skills and qualifications. Please ensure to ascertain and to obtain the disclosure(s) from the professional(s) you engage with have the designation(s), education, experience, and qualification(s) that you seek.
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Take the Next Step
Our team in Nanaimo has acquired decades of experience specializing in providing quality financial advice in areas of financial planning, investments and insurance. Book a meeting with us to learn how we can help you with your finances.